United States (federal) · guidance

DoW RAI S&IP: what it requires, and the records to keep

The June 2022 Pathway turns DoD's five AI Ethical Principles into 64 lines of effort organized under six tenets: governance, warfighter trust, product and acquisition lifecycle, requirements validation, ecosystem, and workforce. It is the basis for the CDAO's Responsible AI Toolkit and for how DoD programs are expected to document trust in fielded AI.

Legal forceInternal departmental strategy; directs DoD components, no direct duty on contractors
StatusIn force
Applies fromJune 2022
JurisdictionUnited States (federal)
Checked21 Oct 2026

01 / What it requires

What DoW RAI S&IP requires

DoD (styled Department of War since September 2025) components and the Chief Digital and AI Officer (CDAO), which leads Responsible AI implementation.

  1. 01Apply the DoD AI Ethical Principles (responsible, equitable, traceable, reliable, governable) across the AI lifecycle.
  2. 02Designate Responsible AI leads in each DoD component and resource the lines of effort assigned to that component.
  3. 03CDAO provides department-wide Responsible AI guidance, tools and coordination, and tracks implementation progress.
  4. 04Build warfighter trust through test and evaluation, assessment and monitoring of AI capabilities.
  5. 05Integrate Responsible AI into AI product development and acquisition, including requirements validation.
  6. 06Develop metrics for Responsible AI adoption and report progress to the CDAO governing council.

02 / AI work

Where it touches AI work

AI-specific. It is DoD's main plan for putting AI ethics into practice for AI systems the department builds, buys and fields.

03 / Dates

The dates that matter

21 Feb 2020

Secretary of Defense adopts DoD AI Ethical Principles

May 2021

Deputy Secretary memo sets six Responsible AI tenets

June 2022

Responsible AI Strategy and Implementation Pathway issued

2023

CDAO releases Responsible AI Toolkit

January 2026

AI Strategy for the Department of War memo clarifies Responsible AI scope

14 Oct 2026

GAO reports 29 of 64 lines of effort incomplete as of April 2026

04 / Enforcement

Who enforces it

Internal DoD oversight by CDAO and component leadership; GAO and Congress review implementation. No penalties.

05 / Records

Records an organisation keeps

What an auditor or an inquiry usually asks to see. Your obligations depend on your role and your facts.

  1. 01Completed RAI Toolkit (now AI Assurance Toolkit) assessments for the AI project
  2. 02Test and evaluation records showing reliability of the fielded model
  3. 03Traceability documentation: data sources, design decisions, model versions
  4. 04Component Responsible AI lead designation and line-of-effort status reports

Optional evidence · where Planisphere fits

Keep a record anyone can check

When your team meets a duty, Planisphere can seal the event it reports as a receipt.

01 · Your teamRecord the event

A disclosure shown, a review signed, a model change approved: the event your system reports.

02 · PlanisphereSeal it

The event becomes a sealed receipt, dated and attributed to whoever is signed in.

03 · AnyoneCheck it

Paste the receipt into Verify. No account or key.

A record supports your compliance evidence process. It is not a legal finding or a certification. Systems that call Planisphere's gate API can also hold or refuse an action before it runs.

QUESTIONS

The questions that come next

What does the CDAO RAI Toolkit / GenAI Guardrails require for fielded models?+

Neither imposes binding requirements or numeric thresholds on fielded models; both are internal DoD guidance, binding on contractors only where a contract says so. The CDAO Responsible AI Toolkit, released in 2023 and now titled the AI Assurance (AIA) Toolkit, guides teams through identifying, tracking and documenting AI risks across the life cycle against the DoD (now styled DoW) AI Ethical Principles. CDAO's July 2024 memo, Guidelines and Guardrails to Inform Governance of Generative AI, addresses issues such as data quality, cyber and adversary threats, and traceability. The January 2026 AI strategy memo directs CDAO to realign this guidance, so both may change. Read the full answer

SOURCES

Go back to the source

GUIDANCE
RAI Toolkit (AI Assurance Toolkit)

Chief Digital and AI Office, hosted by Tradewinds

CHANGE LOG

What changed, and when

21 Oct 2026

Rebuilt from primary sources; facts checked on this date.

Related: DoW RAI S&IP vs NIST AI RMF · DoW RAI S&IP vs EO 14179 · DoW RAI S&IP vs OMB M-25-21/22 · DoW RAI S&IP vs ISO/IEC 42001 · DoW RAI S&IP for defense AI workflows · NIST AI RMF · OMB M-25-21/22 · EO 14179 · FIPS 140-3 · SHA-256 / FIPS 180-4 · NIST SP 800-53 Rev. 5